Robert Keith Browning Smith

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Fairstone Financial Management Limited (no longer approved here)
FRN 475973
- [FCA CF] Functions requiring qualifications (15 Jun 2020 to 14 Feb 2022)
- [FCA CF] Client dealing (15 Jun 2020 to 14 Feb 2022)
Personal Touch Financial Services Limited (no longer approved here)
FRN 187834
- CF30 Customer (1 Nov 2007 to 17 Apr 2010)
- CF22 Investment Adviser (Trainee) (23 Aug 2004 to 31 Oct 2007)
TenetConnect Services Limited (no longer approved here)
FRN 150643
- CF21 Investment Adviser (9 Aug 2002 to 17 Sep 2004)
Future Finance (GB) Ltd (no longer approved here)
FRN 212012
- (3)Employed By (9 Aug 2002 to 17 Apr 2010)
GMT Mortgage Bureau and Financial Consultancy (no longer approved here)
FRN 191184
- (7)Employed By (15 Mar 2001 to 5 Aug 2002)

Updates to this individual's record on the FCA register.

22 hours ago
controlled function added: (7)Employed By at GMT Mortgage Bureau and Financial Consultancy

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.