Robert Joseph Saunderson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 25 Jun 2021)
    • [FCA CF] Functions requiring qualifications (since 25 Jun 2021)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 27 Aug 2021)
    • CF1 Director (AR) (26 Jun 2012 to 27 Aug 2021)
    • CF30 Customer (12 Sep 2011 to 29 Dec 2011)
    • CF4 Partner (AR) (12 Feb 2009 to 5 Oct 2011)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (26 Jun 2012 to 27 Aug 2021)
    • CF4 Partner (AR) (12 Feb 2009 to 5 Oct 2011)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (5 Dec 2011 to 23 Apr 2012)
    • CF30 Customer (5 Dec 2011 to 23 Apr 2012)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (1 Nov 2007 to 30 May 2008)
    • CF22 Investment Adviser (Trainee) (16 Feb 2007 to 31 Oct 2007)
  • Sycamore Financial Management Limited (no longer approved here)

    FRN 433700

    • Employed By (16 Feb 2007 to 30 May 2008)

Recent activity

Updates to this individual's record on the FCA register.

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