Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Openwork Limited
FRN 408285
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 21 Apr 2010)
- CF30 Customer (since 1 Nov 2007)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
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William Dixon & Associates Ltd
FRN 216601
- Employed By (since 1 Dec 2001)
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- (12)Employed By (5 Apr 2019 to 27 Feb 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.