Robert John Winterhalter

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RJW FINANCIAL LIMITED

    FRN 446789

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
    • CF29 Significant management (19 Oct 2010 to 8 Dec 2019)
    • CF28 Systems and controls (19 Oct 2010 to 8 Dec 2019)
    • Responsible for Insurance Mediation (16 Feb 2006 to 30 Sep 2018)
    • CF1 Director (16 Feb 2006 to 8 Dec 2019)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF21 Investment Adviser (23 Jun 2003 to 22 Nov 2004)
    • CF22 Investment Adviser (Trainee) (24 Mar 2003 to 23 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

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