Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 Oct 2023)
- CF30 Customer (1 Nov 2007 to 4 Oct 2023)
- CF21 Investment Adviser (5 Mar 2004 to 31 Oct 2007)
- CF1 Director (AR) (5 Mar 2004 to 5 Mar 2004)
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- (2)Employed By (5 Mar 2004 to 4 Oct 2023)
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- (1)Employed By (18 Jan 2002 to 18 Mar 2004)
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- CF21 Investment Adviser (1 Dec 2001 to 1 Feb 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 1 Feb 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.