Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (AR) (10 Jul 2009 to 22 Jul 2010)
- CF30 Customer (10 Jul 2009 to 16 Feb 2011)
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- CF30 Customer (1 Nov 2007 to 12 Aug 2009)
- CF21 Investment Adviser (2 Mar 2004 to 31 Oct 2007)
- CF1 Director (AR) (2 Mar 2004 to 29 Jun 2012)
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- CF22 Investment Adviser (Trainee) (15 Dec 2003 to 11 Feb 2004)
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- CF22 Investment Adviser (Trainee) (15 Dec 2003 to 11 Feb 2004)
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- CF22 Investment Adviser (Trainee) (11 Mar 2002 to 20 Feb 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.