Robert John Tutton

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TAYLORED FINANCIAL PLANNING LTD (no longer approved here)
FRN 740030
- Responsible for Insurance Distribution (1 Oct 2018 to 29 Nov 2019)
- Responsible for Insurance Mediation (5 Sep 2016 to 30 Sep 2018)
- CF10 Compliance Oversight (5 Sep 2016 to 1 Oct 2019)
- CF11 Money Laundering Reporting (5 Sep 2016 to 1 Oct 2019)
- CF30 Customer (5 Sep 2016 to 29 Nov 2019)
- CF1 Director (5 Sep 2016 to 29 Nov 2019)
Kingswood Financial Advisors (no longer approved here)
FRN 455859
- CF30 Customer (1 Nov 2007 to 12 Sep 2016)
- CF21 Investment Adviser (16 Oct 2006 to 31 Oct 2007)
Kingswood Independent Financial Advisors (no longer approved here)
FRN 189840
- (9)Employed By (16 May 2003 to 15 Oct 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.