Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (since 8 Sep 2020)
- Responsible for Insurance Distribution (since 8 Sep 2020)
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- [FCA CF] Client dealing (5 Jun 2020 to 16 Sep 2022)
- [FCA CF] Functions requiring qualifications (5 Jun 2020 to 16 Sep 2022)
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- CF21 Investment Adviser (20 Jul 2006 to 31 Aug 2006)
- CF22 Investment Adviser (Trainee) (1 Nov 2004 to 20 Jul 2006)
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- (5)Employed By (1 Nov 2004 to 20 Jul 2006)
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- CF21 Investment Adviser (12 Jan 2004 to 1 Dec 2004)
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- (7)Employed By (10 Jul 2001 to 14 Nov 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.