Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 5 Jan 2022)
    • [FCA CF] Client dealing (since 5 Jan 2022)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 18 Jan 2022)
    • CF30 Customer (28 Jan 2019 to 18 Jan 2022)
  • Grosvenor Corlett Bird Ltd (no longer approved here)

    FRN 213044

    • (3)Employed By (4 Mar 2019 to 18 Jan 2022)

Recent activity

Updates to this individual's record on the FCA register.

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