Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Best Practice IFA Group Limited
FRN 223112
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 9A. Advising on P2P agreements
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 11. Pension transfer specialist
- [FCA CF] Client dealing (since 9 Dec 2019)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 27 Oct 2014)
- CF30 Customer (since 27 Oct 2014)
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Syndaxi Financial Planning Ltd
FRN 187064
- (1)Employed By (since 9 Oct 2014)
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- CF30 Customer (1 Nov 2007 to 13 Jun 2016)
- CF1 Director (AR) (25 Jun 2003 to 13 Jun 2016)
- CF24 Pension Transfer Specialist (4 Feb 2003 to 31 Oct 2007)
- CF21 Investment Adviser (4 Feb 2003 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.