Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (25 Mar 2021 to 8 Jul 2021)
- [FCA CF] Client dealing (1 Mar 2020 to 25 Feb 2025)
- [FCA CF] Significant management (1 Mar 2019 to 25 Feb 2025)
- [FCA CF] Manager of certification employee (1 Mar 2019 to 25 Feb 2025)
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- [FCA CF] Client dealing (1 Mar 2020 to 25 Feb 2025)
- [PRA CF] Significant risk taker or Material risk taker (3 Jul 2019 to 25 Feb 2025)
- [FCA CF] Manager of certification employee (1 Mar 2019 to 25 Feb 2025)
- [FCA CF] Algorithmic trading (7 Mar 2018 to 6 Mar 2019)
- [FCA CF] Significant management (7 Mar 2017 to 25 Feb 2025)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF26 Customer Trading (26 Sep 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.