Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Northern Trust Global Services SE (no longer approved here)

    FRN 829966

    • [FCA CF] Material risk taker (25 Mar 2021 to 8 Jul 2021)
    • [FCA CF] Client dealing (1 Mar 2020 to 25 Feb 2025)
    • [FCA CF] Significant management (1 Mar 2019 to 25 Feb 2025)
    • [FCA CF] Manager of certification employee (1 Mar 2019 to 25 Feb 2025)
  • The Northern Trust Company (no longer approved here)

    FRN 122020

    • [FCA CF] Client dealing (1 Mar 2020 to 25 Feb 2025)
    • [PRA CF] Significant risk taker or Material risk taker (3 Jul 2019 to 25 Feb 2025)
    • [FCA CF] Manager of certification employee (1 Mar 2019 to 25 Feb 2025)
    • [FCA CF] Algorithmic trading (7 Mar 2018 to 6 Mar 2019)
    • [FCA CF] Significant management (7 Mar 2017 to 25 Feb 2025)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF26 Customer Trading (26 Sep 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.