Robert John McFarlane

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Robert John McFarlane

    FRN 631829

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF10 Compliance Oversight (21 Nov 2014 to 8 Dec 2019)
    • CF30 Customer (21 Nov 2014 to 8 Dec 2019)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (25 Feb 2009 to 31 Dec 2012)
  • Robert John McFarlane (no longer approved here)

    FRN 209093

    • (1)Employed By (25 Feb 2009 to 18 Nov 2014)

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Updates to this individual's record on the FCA register.

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