Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Partners Wealth Management Solutions Limited
FRN 739045
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF3 Executive Director (9 Dec 2019 to 28 May 2024)
- CF1 Director (9 Mar 2016 to 8 Dec 2019)
- CF30 Customer (9 Mar 2016 to 8 Dec 2019)
-
- CF1 Director (AR) (16 Aug 2012 to 21 Jul 2017)
- CF30 Customer (6 Jan 2012 to 30 Jun 2017)
-
- Employed By (6 Jan 2012 to 21 Jul 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.