Robert John Keen

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited

    FRN 124384

    • [FCA CF] Manager of certification employee (since 27 Jun 2024)
    • [FCA CF] Material risk taker (since 10 Aug 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 10 Aug 2023)
    • [FCA CF] Client dealing (since 3 Aug 2022)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Manager of certification employee (since 27 Jun 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 10 Aug 2023)
    • [FCA CF] Material risk taker (since 10 Aug 2023)
    • [FCA CF] Client dealing (since 3 Aug 2022)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • [FCA CF] Client dealing (7 Mar 2016 to 17 Jul 2022)
    • CF30 Customer (11 Apr 2013 to 6 Mar 2016)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (21 Mar 2013 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (18 Aug 2008 to 8 Dec 2008)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 14 Aug 2008)
    • CF21 Investment Adviser (7 Jul 2004 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 14 Aug 2008)
    • CF21 Investment Adviser (7 Jul 2004 to 31 Oct 2007)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF21 Investment Adviser (18 Feb 2002 to 3 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

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