Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 17 Jul 2015)
    • CF30 Customer (since 17 Jul 2015)
    • CF1 Director (AR) (since 17 Jul 2015)
    • (1)Employed By (since 20 May 2004)
  • The Derek Gardiner Partnership (0367) (no longer approved here)

    FRN 153158

    • Employed By (1 Oct 1998 to 1 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Sunray Financial Solutions Ltd

  2. controlled function added: (1)Employed By at Sunray Financial Solutions Ltd