Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Market Position Limited
FRN 465575
- 9A. Advising on P2P agreements
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- Sole trader dealing with clients for which they require qualification (since 1 Jun 2021)
- [PRA CF] Key function holder (since 1 Jun 2020)
- [FCA CF] Functions requiring qualifications (since 1 Jun 2020)
- [FCA CF] Manager of certification employee (since 1 Jun 2020)
- [FCA CF] Significant management (since 1 Jun 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF8 Apportionment and Oversight (16 Apr 2007 to 31 Mar 2009)
- CF10 Compliance Oversight (16 Apr 2007 to 8 Dec 2019)
- CF1 Director (16 Apr 2007 to 8 Dec 2019)
- CF11 Money Laundering Reporting (16 Apr 2007 to 8 Dec 2019)
- CF21 Investment Adviser (16 Apr 2007 to 31 Oct 2007)
- CF3 Chief Executive (16 Apr 2007 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.