Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 19 Aug 2024)
    • [FCA CF] Client dealing (since 1 Mar 2023)
    • [FCA CF] Manager of certification employee (since 1 Mar 2023)
    • [FCA CF] Client dealing (9 Dec 2020 to 2 Nov 2021)
    • CF30 Customer (2 Oct 2009 to 8 Dec 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF21 Investment Adviser (22 Jan 2004 to 22 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

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