Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 20 Nov 2013)
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Robert Eaton
FRN 610356
- (1)Employed By (since 29 Nov 2013)
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- CF30 Customer (2 Nov 2009 to 30 Nov 2013)
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- (661)Employed By (2 Nov 2009 to 30 Nov 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.