Robert John Dowling

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED
FRN 119272
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2020)
- CF30 Customer (15 Jul 2010 to 8 Dec 2019)
Legal & General (Unit Trust Managers) Limited (no longer approved here)
FRN 119273
- [FCA CF] Material risk taker (5 May 2021 to 31 Dec 2021)
State Street Global Advisors Limited (no longer approved here)
FRN 146665
- CF30 Customer (1 Nov 2007 to 30 Mar 2010)
- CF27 Investment Management (21 Jun 2005 to 14 Jun 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.