Robert John Bowden

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bowden Financial Planning Ltd

    FRN 815777

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 19 Mar 2019)
    • Responsible for Insurance Distribution (since 19 Mar 2019)
    • CF11 Money Laundering Reporting (19 Mar 2019 to 8 Dec 2019)
    • CF1 Director (19 Mar 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (19 Mar 2019 to 8 Dec 2019)
    • CF30 Customer (19 Mar 2019 to 8 Dec 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (9 Jun 2016 to 17 Mar 2019)
    • CF1 Director (AR) (9 Jun 2016 to 17 Mar 2019)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (9 Jun 2016 to 17 Mar 2019)
  • Bowden Financial Planning Ltd (no longer approved here)

    FRN 743728

    • Employed By (9 Jun 2016 to 17 Mar 2019)
  • RPG Consulting Limited (no longer approved here)

    FRN 190539

    • CF30 Customer (1 Apr 2015 to 17 Dec 2015)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (19 Jun 2012 to 9 Jun 2015)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (19 Feb 2011 to 5 Sep 2012)
  • Better Mortgage Shop Limited (no longer approved here)

    FRN 409659

    • Employed By (31 Oct 2004 to 2 Sep 2009)

Recent activity

Updates to this individual's record on the FCA register.

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