Robert John Bailey

• Mortgage Advice Bureau Limited

  FRN 455545

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • Appointed representative dealing with clients for which they require qualification (since 1 Nov 2022)
  • CF1 Director (AR) (since 31 May 2022)
• Mortgage Advice Bureau (Derby) Limited

  FRN 466154

  • CF1 Director (AR) (since 18 May 2022)
• Bailey Financial Mortgages Ltd

  FRN 971575

  • Employed By (since 18 May 2022)
• Bailey Financial Limited

  FRN 410508

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 6 May 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF8 Apportionment and Oversight (2 Dec 2004 to 31 Mar 2009)
  • CF21 Investment Adviser (2 Dec 2004 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (2 Dec 2004 to 8 Dec 2019)
  • CF10 Compliance Oversight (2 Dec 2004 to 8 Dec 2019)
  • CF1 Director (2 Dec 2004 to 8 Dec 2019)
• Bailey Financial Services Ltd (no longer approved here)

  FRN 170255

  • Employed By (1 Oct 1998 to 17 Jun 2005)

No changes recorded yet.