Robert James Wood

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Igloo Investment Management Limited
FRN 632048
- SMF16 Compliance Oversight (since 28 Sep 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Sep 2021)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (5 Jul 2019 to 8 Dec 2019)
- CF30 Customer (2 Aug 2018 to 8 Dec 2019)
Aviva Investors Global Services Limited (no longer approved here)
FRN 119178
- CF30 Customer (8 Aug 2016 to 31 Dec 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.