Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Significant management (since 13 Mar 2020)
    • [FCA CF] Client dealing (since 13 Mar 2020)
    • [FCA CF] Functions requiring qualifications (since 13 Mar 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Aug 2018 to 8 Dec 2019)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (1 Nov 2007 to 12 Jul 2011)
    • CF21 Investment Adviser (12 Jun 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (6 Apr 2006 to 12 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

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