Robert James Smith

Last updated
4 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RIVERTON HOME FINANCE LIMITED

    FRN 1023724

    • [FCA CF] Significant management (since 2 Oct 2025)
  • Rothesay Life Plc

    FRN 466067

    • [FCA CF] Client dealing (since 10 Dec 2019)
    • [FCA CF] Manager of certification employee (since 10 Dec 2019)
    • [FCA CF] Material risk taker (since 10 Dec 2019)
    • [FCA CF] Significant management (since 10 Dec 2019)
    • [PRA CF] Significant risk taker or Material risk taker (since 10 Dec 2019)
    • CF30 Customer (11 Apr 2013 to 9 Dec 2018)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • CF30 Customer (11 Apr 2013 to 19 Dec 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.