Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 (AR) Executive Director function (9 Dec 2019 to 30 Sep 2021)
- CF1 Director (AR) (11 Apr 2017 to 8 Dec 2019)
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- SMF29 Limited scope function (limited scope SMCR firms only) (9 Dec 2019 to 21 Jun 2022)
- CF8 Apportionment and Oversight (3 Jun 2015 to 8 Dec 2019)
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- (5)Employed By (8 Apr 2009 to 30 Sep 2021)
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- CF1 Director (AR) (14 Jan 2005 to 9 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.