Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (18 Aug 2020 to 14 Jun 2024)
    • SMF16 Compliance Oversight (18 Aug 2020 to 14 Jun 2024)
    • CF1 Director (2 Aug 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (2 Aug 2017 to 30 Sep 2018)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF1 Director (AR) (3 Aug 2015 to 5 Oct 2017)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (3 Aug 2015 to 5 Oct 2017)

Recent activity

Updates to this individual's record on the FCA register.

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