Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (31 Dec 2012 to 31 Mar 2016)
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- CF29 Significant management (22 May 2009 to 2 Nov 2010)
- CF1 Director (22 May 2009 to 2 Nov 2010)
- CF30 Customer (30 Oct 2008 to 5 Apr 2012)
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- CF1 Director (22 May 2009 to 2 Nov 2010)
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- CF30 Customer (1 Nov 2007 to 10 Oct 2008)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.