Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (since 28 Mar 2024)
- [FCA CF] Manager of certification employee (since 1 Mar 2021)
- [PRA CF] Significant risk taker or Material risk taker (since 1 Mar 2021)
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NatWest Markets Plc
FRN 121882
- [FCA CF] Client dealing (since 28 Mar 2024)
- [PRA CF] Significant risk taker or Material risk taker (since 1 Mar 2021)
- [FCA CF] Manager of certification employee (since 1 Mar 2021)
- [FCA CF] Material risk taker (7 Mar 2016 to 21 Aug 2020)
- [FCA CF] Client dealing (7 Mar 2016 to 1 Mar 2021)
- CF30 Customer (19 Jun 2014 to 6 Mar 2016)
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Coutts & Company
FRN 122287
- [FCA CF] Client dealing (since 28 Mar 2024)
- [FCA CF] Manager of certification employee (since 1 Mar 2021)
- [PRA CF] Significant risk taker or Material risk taker (since 1 Mar 2021)
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- [FCA CF] Client dealing (since 28 Mar 2024)
- [PRA CF] Significant risk taker or Material risk taker (since 1 Mar 2021)
- [FCA CF] Manager of certification employee (since 1 Mar 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.