Robert James Marshall-lee

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cusana Capital LLP

    FRN 986596

    • [FCA CF] Client dealing (since 18 Apr 2024)
    • SMF27 Partner (since 25 Aug 2023)
  • CAPRICORN FUND MANAGERS LIMITED (no longer approved here)

    FRN 505252

    • CF30 Customer (26 Jul 2022 to 23 Aug 2023)
    • CF4 Partner (AR) (26 Jul 2022 to 23 Aug 2023)
    • [FCA CF] Client dealing (23 Jun 2022 to 19 Apr 2024)
    • [FCA CF] Significant management (23 Jun 2022 to 19 Apr 2024)
  • Cusana Capital LLP (no longer approved here)

    FRN 979513

    • Employed By (26 Jul 2022 to 23 Aug 2023)
  • Newton Investment Management Limited (no longer approved here)

    FRN 119331

    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Nov 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (24 Jul 2006 to 31 Oct 2007)
  • The Bank of New York Mellon (no longer approved here)

    FRN 122467

    • CF30 Customer (29 Nov 2013 to 6 Mar 2016)
  • BNY Mellon Investment Management EMEA Limited (no longer approved here)

    FRN 119196

    • CF27 Investment Management (1 Dec 2001 to 8 Jan 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.