Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 15 Sep 2022)
    • [FCA CF] Manager of certification employee (since 15 Sep 2022)
  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • [FCA CF] Manager of certification employee (1 Feb 2021 to 12 Jul 2022)
    • [FCA CF] Material risk taker (1 Feb 2021 to 12 Jul 2022)
    • [FCA CF] Client dealing (1 Feb 2021 to 12 Jul 2022)
    • [FCA CF] Significant management (1 Feb 2021 to 12 Jul 2022)
    • CF30 Customer (20 Apr 2016 to 8 Dec 2019)
  • BlackRock Advisors (UK) Limited (no longer approved here)

    FRN 119186

    • CF29 Significant management (17 Jul 2014 to 13 Apr 2015)
    • CF30 Customer (2 Oct 2012 to 15 May 2015)
  • BlackRock Investment Management (UK) Limited (no longer approved here)

    FRN 119293

    • CF29 Significant management (17 Jul 2014 to 13 Apr 2015)
    • CF30 Customer (2 Oct 2012 to 15 May 2015)
  • BlackRock International Limited (no longer approved here)

    FRN 178638

    • CF29 Significant management (17 Jul 2014 to 13 Apr 2015)
    • CF30 Customer (2 Oct 2012 to 15 May 2015)
  • BlackRock Institutional Trust Company, N.A. (no longer approved here)

    FRN 409343

    • CF30 Customer (2 Oct 2012 to 15 May 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.