Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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GLG Partners LP
FRN 186093
- [FCA CF] Client dealing (since 15 Sep 2022)
- [FCA CF] Manager of certification employee (since 15 Sep 2022)
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- [FCA CF] Manager of certification employee (1 Feb 2021 to 12 Jul 2022)
- [FCA CF] Material risk taker (1 Feb 2021 to 12 Jul 2022)
- [FCA CF] Client dealing (1 Feb 2021 to 12 Jul 2022)
- [FCA CF] Significant management (1 Feb 2021 to 12 Jul 2022)
- CF30 Customer (20 Apr 2016 to 8 Dec 2019)
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- CF29 Significant management (17 Jul 2014 to 13 Apr 2015)
- CF30 Customer (2 Oct 2012 to 15 May 2015)
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- CF29 Significant management (17 Jul 2014 to 13 Apr 2015)
- CF30 Customer (2 Oct 2012 to 15 May 2015)
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- CF29 Significant management (17 Jul 2014 to 13 Apr 2015)
- CF30 Customer (2 Oct 2012 to 15 May 2015)
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- CF30 Customer (2 Oct 2012 to 15 May 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.