Robert James John Young

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Spectrum Wealth Management Ltd

    FRN 771506

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 14 Dec 2023)
    • CF30 Customer (since 27 Mar 2023)
    • [FCA CF] Functions requiring qualifications (since 14 Mar 2023)
  • Spectrum Advice Network Ltd

    FRN 938972

    • (1)Employed By (since 27 Mar 2023)
  • Investnshare Mortgage Solutions

    FRN 627815

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • [FCA CF] Client dealing (9 Dec 2019 to 17 Jul 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 19 Jul 2023)
    • CF30 Customer (13 Nov 2014 to 8 Dec 2019)
    • Responsible for Insurance Mediation (13 Nov 2014 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (13 Nov 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (13 Nov 2014 to 8 Dec 2019)
    • CF4 Partner (13 Nov 2014 to 8 Dec 2019)
  • Invest N Share Financial Solutions (no longer approved here)

    FRN 409495

    • (6)Employed By (27 Jan 2014 to 13 Nov 2014)

Recent activity

Updates to this individual's record on the FCA register.

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