Robert James Isherwood

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Corbel Partners Limited

    FRN 429142

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 11 Apr 2024)
    • [FCA CF] Functions requiring qualifications (since 11 Apr 2024)
  • TAVISTOCK PARTNERS (UK) LTD (no longer approved here)

    FRN 230342

    • [FCA CF] Functions requiring qualifications (17 Jan 2020 to 9 Apr 2024)
    • [FCA CF] Client dealing (17 Jan 2020 to 9 Apr 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (7 Sep 2012 to 16 Dec 2014)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (9 Apr 2011 to 6 Sep 2012)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 14 Mar 2011)
    • CF22 Investment Adviser (Trainee) (22 Jun 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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