ROBERT JAMES HODGES

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited

    FRN 124384

    • [FCA CF] Material risk taker (since 14 Jul 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 14 Jul 2021)
    • [FCA CF] Client dealing (since 10 Feb 2020)
    • [FCA CF] Manager of certification employee (since 10 Feb 2020)
    • CF30 Customer (23 Dec 2014 to 6 Mar 2016)
  • Citibank, N.A.

    FRN 124704

    • [PRA CF] Significant risk taker or Material risk taker (since 14 Jul 2021)
    • [FCA CF] Material risk taker (since 14 Jul 2021)
    • [FCA CF] Client dealing (since 10 Feb 2020)
    • [FCA CF] Manager of certification employee (since 10 Feb 2020)
    • CF30 Customer (23 Dec 2014 to 6 Mar 2016)
  • Citibank Europe plc

    FRN 211646

    • [FCA CF] Material risk taker (since 14 Jul 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 14 Jul 2021)
    • [FCA CF] Client dealing (since 10 Feb 2020)
    • [FCA CF] Manager of certification employee (since 10 Feb 2020)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (12 Nov 2008 to 3 Nov 2014)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 1 May 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 1 May 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 22 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.