Robert James Douglas

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A.

    FRN 124642

    • [FCA CF] Significant management (since 10 Oct 2024)
    • [FCA CF] Material risk taker (since 10 Jan 2023)
    • [FCA CF] Client dealing (since 4 Aug 2022)
    • [FCA CF] Manager of certification employee (since 4 Aug 2022)
  • Merrill Lynch International

    FRN 147150

    • [FCA CF] Significant management (since 10 Oct 2024)
    • [FCA CF] Material risk taker (since 10 Jan 2023)
    • [FCA CF] Client dealing (since 4 Aug 2022)
    • [FCA CF] Manager of certification employee (since 4 Aug 2022)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Manager of certification employee (27 Mar 2017 to 22 Apr 2022)
    • [FCA CF] Material risk taker (31 May 2016 to 22 Apr 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 22 Apr 2022)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (25 Sep 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (3 Mar 2006 to 22 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

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