Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (19 Dec 2019 to 1 Jul 2022)
    • CF30 Customer (19 Nov 2019 to 1 Jul 2022)
  • Regency Wealth Ltd (no longer approved here)

    FRN 578309

    • (5)Employed By (19 Nov 2019 to 1 Jul 2022)

Recent activity

Updates to this individual's record on the FCA register.

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