Robert James Bell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bell Financial Planning Limited

    FRN 520796

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 17 Nov 2020)
    • [FCA CF] Client dealing (since 17 Nov 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 2 Nov 2016)
    • [FCA CF] Manager of certification employee (17 Nov 2020 to 18 Nov 2020)
    • CF30 Customer (1 Sep 2010 to 8 Dec 2019)
    • CF1 Director (1 Sep 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Sep 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Sep 2010 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Sep 2010 to 30 Sep 2018)
  • Seven Street Wealth Ltd (no longer approved here)

    FRN 192411

    • CF10 Compliance Oversight (26 Sep 2008 to 29 Nov 2010)
    • Responsible for Insurance Mediation (26 Sep 2008 to 15 Nov 2010)
    • CF30 Customer (1 Nov 2007 to 29 Nov 2010)
    • CF1 Director (1 May 2007 to 29 Nov 2010)
    • CF8 Apportionment and Oversight (1 May 2007 to 31 Mar 2009)
    • CF11 Money Laundering Reporting (1 May 2007 to 29 Nov 2010)
    • CF3 Chief Executive (18 Dec 2006 to 29 Nov 2010)
    • CF24 Pension Transfer Specialist (26 Oct 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (18 Oct 2005 to 31 Oct 2007)
  • Lowland Financial Services Limited (no longer approved here)

    FRN 202359

    • CF24 Pension Transfer Specialist (1 Aug 2003 to 26 Sep 2005)
    • CF21 Investment Adviser (1 May 2003 to 26 Sep 2005)
    • CF22 Investment Adviser (Trainee) (14 Jan 2003 to 1 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

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