Robert James

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

PREMIER FUND MANAGERS LIMITED (no longer approved here)
FRN 143097
- [FCA CF] Client dealing (10 Aug 2020 to 29 Dec 2023)
JUPITER INVESTMENT MANAGEMENT LIMITED (no longer approved here)
FRN 171847
- CF30 Customer (1 Aug 2017 to 8 Dec 2019)
Aviva Investors Global Services Limited (no longer approved here)
FRN 119178
- CF30 Customer (12 Oct 2010 to 11 Jun 2012)
Baring International Investment Limited (no longer approved here)
FRN 122628
- CF27 Investment Management (1 Dec 2001 to 23 Jan 2004)
Baring Asset Management Limited (no longer approved here)
FRN 170601
- CF27 Investment Management (1 Dec 2001 to 23 Jan 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.