Robert Jack Smith

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Courtiers Investment Services Limited (no longer approved here)

    FRN 124995

    • [FCA CF] Client dealing (1 Oct 2021 to 31 Mar 2025)
    • [FCA CF] Functions requiring qualifications (1 Oct 2021 to 31 Mar 2025)
    • [FCA CF] Manager of certification employee (1 Oct 2021 to 31 Mar 2025)
  • Davidsons Independent Financial Advisers Limited (no longer approved here)

    FRN 224407

    • [FCA CF] Manager of certification employee (1 Oct 2021 to 31 Mar 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Jul 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 15 Jul 2022)
    • CF30 Customer (16 Mar 2015 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2001)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.