Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 1 Jan 2026)
    • SMF10 Chair of the Risk Committee (1 Apr 2020 to 1 Mar 2026)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (27 Feb 2019 to 6 Aug 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (7 Feb 2019 to 6 Aug 2019)
    • CF30 Customer (26 May 2011 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 9 Feb 2011)
    • CF29 Significant management (1 Nov 2007 to 9 Dec 2009)
    • CF17 Significant Mgt (Other Business Operations) (19 Dec 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (18 Feb 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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