Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Schroder Investment Management Limited
FRN 119348
- [FCA CF] Material risk taker (since 22 Sep 2022)
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SCHRODER & CO. LIMITED
FRN 144206
- [FCA CF] Material risk taker (since 17 May 2022)
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- [FCA CF] Material risk taker (since 17 May 2022)
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Schroder Wealth Management (US) Limited
FRN 781869
- [FCA CF] Material risk taker (since 17 May 2022)
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- (199)[FCA CF] Material risk taker (17 May 2022 to 14 Apr 2026)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: [FCA CF] Material risk taker at Nippon Life Schroders Asset Management Europe Limited
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controlled function added: (199)[FCA CF] Material risk taker at Nippon Life Schroders Asset Management Europe Limited