Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (7 Sep 2016 to 11 Jun 2019)
- CF30 Customer (6 Aug 2010 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 30 Jul 2010)
- CF21 Investment Adviser (21 Sep 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (15 Jun 2005 to 21 Sep 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.