Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Client dealing (7 Sep 2016 to 11 Jun 2019)
    • CF30 Customer (6 Aug 2010 to 6 Mar 2016)
  • Mizuho Bank, Ltd. (no longer approved here)

    FRN 139195

    • CF30 Customer (1 Nov 2007 to 30 Jul 2010)
    • CF21 Investment Adviser (21 Sep 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (15 Jun 2005 to 21 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

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