Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Capel Court Limited (no longer approved here)

    FRN 154146

    • SMF3 Executive Director (9 Dec 2019 to 16 Oct 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (3 Oct 2005 to 8 Dec 2019)
    • CF21 Investment Adviser (6 Apr 2005 to 31 Oct 2007)
  • CFJ Financial Ltd (no longer approved here)

    FRN 500099

    • Employed By (29 Apr 2009 to 8 Dec 2019)
  • Colne Independent Advisers Ltd (2774) (no longer approved here)

    FRN 187968

    • Employed By (1 Oct 1999 to 28 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

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