Robert Howard Tempest

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (20 Aug 2019 to 8 Dec 2019)
  • Complete Investment Solutions Limited (no longer approved here)

    FRN 581611

    • Employed By (22 May 2012 to 8 Dec 2019)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • CF30 Customer (23 Apr 2010 to 20 Aug 2019)
    • CF1 Director (AR) (23 Apr 2010 to 20 Aug 2019)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (1 Nov 2007 to 13 May 2010)
    • CF1 Director (AR) (16 Aug 2004 to 13 May 2010)
    • CF21 Investment Adviser (13 Apr 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (3 Jun 2003 to 13 Apr 2004)
  • Solutions Financial Services Ltd (no longer approved here)

    FRN 207994

    • (5)Employed By (3 Jun 2003 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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