Robert Heron

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 16 Aug 2018)
    • CF30 Customer (since 25 Nov 2009)
  • Garthland Wealth Limited

    FRN 749425

    • (1)Employed By (since 21 Jun 2016)
  • Advanced Financial Strategies Ltd (no longer approved here)

    FRN 513044

    • (1)Employed By (25 Nov 2009 to 21 Jun 2016)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (21 Aug 2002 to 3 Mar 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 21 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Advanced Financial Strategies Ltd

  2. controlled function added: (1)Employed By at Advanced Financial Strategies Ltd