Robert Henry Stephens

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tradex Insurance Company PLC (no longer approved here)

    FRN 202917

    • CF10 Compliance Oversight (29 Sep 2004 to 15 Nov 2004)
    • CF19 Significant Mgt (Financial Resources) (29 Sep 2004 to 15 Nov 2004)
    • CF20 Significant Mgt (Settlements) (29 Sep 2004 to 15 Nov 2004)
    • CF8 Apportionment and Oversight (29 Sep 2004 to 15 Nov 2004)
    • CF1 Director (19 Aug 2002 to 15 Nov 2004)
    • CF13 Finance (19 Aug 2002 to 29 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.