Robert Havenhand

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

COMMERCIALANDBRIDGING LIMITED
FRN 705321
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (17 Mar 2016 to 8 Dec 2019)
- CF10 Compliance Oversight (17 Mar 2016 to 8 Dec 2019)
Quilter Financial Planning Solutions Limited (no longer approved here)
FRN 184591
- CF30 Customer (1 Nov 2007 to 3 Jul 2009)
- CF21 Investment Adviser (24 Mar 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (2 Nov 2004 to 24 Mar 2005)
TenetConnect Limited (no longer approved here)
FRN 149826
- CF21 Investment Adviser (26 Mar 2003 to 13 Dec 2004)
Doran Scott Williams Limited (no longer approved here)
FRN 190441
- Employed By (26 Mar 2003 to 13 Dec 2004)
TenetConnect Services Limited (no longer approved here)
FRN 150643
- CF21 Investment Adviser (1 Dec 2001 to 25 Nov 2003)
- CF1 Director (AR) (1 Dec 2001 to 25 Nov 2003)
Grosvenor Havenhand Financial Ltd (no longer approved here)
FRN 214502
- (1)Employed By (1 Dec 2001 to 25 Nov 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.