Robert Harris

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG

    FRN 150018

    • [FCA CF] Material risk taker (since 1 Jan 2025)
    • [FCA CF] Manager of certification employee (since 13 Mar 2024)
    • [FCA CF] Client dealing (since 13 Mar 2024)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (28 Apr 2022 to 8 Dec 2023)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (17 Apr 2018 to 8 Dec 2023)
    • [FCA CF] Client dealing (15 Nov 2016 to 8 Dec 2023)
    • [PRA CF] Significant risk taker or Material risk taker (9 Sep 2016 to 9 Sep 2021)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (6 Oct 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.