Robert Hardwick

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 21. Advising or arranging (bringing about) equity release transactions
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 30 Jan 2013)
    • CF30 Customer (since 30 Jan 2013)
  • Sherwood Corporate Solutions Ltd

    FRN 591764

    • (3)Employed By (since 30 Jan 2013)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (1 Nov 2007 to 11 Jan 2013)
    • CF21 Investment Adviser (6 Mar 2006 to 31 Oct 2007)
    • CF1 Director (AR) (6 Mar 2006 to 11 Jan 2013)
  • Sherwood Corporate Solutions Ltd (458) (no longer approved here)

    FRN 221412

    • Employed By (27 Dec 2002 to 11 Jan 2013)
  • Chapman Associates Limited (110) (no longer approved here)

    FRN 177830

    • Employed By (10 Apr 2001 to 26 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.