Robert Hamilton Dee

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (11 Nov 2014 to 2 Mar 2015)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF30 Customer (4 Jan 2010 to 1 Apr 2010)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF30 Customer (4 Jan 2010 to 1 Apr 2010)
Commerzbank AG (no longer approved here)
FRN 124920
- CF21 Investment Adviser (18 Sep 2002 to 22 Nov 2004)
CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- CF21 Investment Adviser (1 Dec 2001 to 14 May 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.