Robert Hale

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank Corporate Markets Plc

    FRN 763256

    • SMF6 Head of Key Business Areas (since 30 Mar 2023)
    • [FCA CF] Client dealing (since 1 Jun 2020)
    • [FCA CF] Algorithmic trading (since 1 Aug 2017)
    • [PRA CF] Significant risk taker or Material risk taker (1 Aug 2017 to 31 Jan 2023)
    • [FCA CF] Client dealing (1 Aug 2017 to 26 Sep 2019)
    • [FCA CF] Manager of certification employee (1 Aug 2017 to 31 Jan 2023)
    • [FCA CF] Material risk taker (1 Aug 2017 to 31 Jan 2023)
    • [PRA CF] Managing a material risk taker (1 Aug 2017 to 31 Jan 2023)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (5 Jun 2009 to 6 Mar 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (20 Aug 2007 to 31 Oct 2007)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • CF21 Investment Adviser (11 Jul 2006 to 17 Jul 2007)
    • CF26 Customer Trading (11 Jul 2006 to 17 Jul 2007)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF26 Customer Trading (21 Apr 2005 to 27 Jun 2006)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (1 Dec 2001 to 18 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

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